GLOBEC and The International Whaling Commission

Complementary Interests in the Southern Ocean Marine Ecosystem

by Eileen E. Hofmann


In 1992 the International Whaling Commission (IWC) passed a resolution calling for research to address questions related to the potential impact of environmental change in the Antarctic and elsewhere on whale stocks. As part of this resolution information was requested on international programs that are directed at understanding environmental change and its effect on marine animal populations, especially in the Southern Ocean. GLOBEC International is coordinating the development of a program to investigate the dynamics of Southern Ocean organisms and the interactions of key populations with each other (predation, competition) and with their physical environment, especially with sea ice dynamics and water circulation. Both of these are susceptible to climate change. An implementation plan for a Southern Ocean GLOBEC program should be available from the GLOBEC International Secretariat by the time you read this article. This article is a synopsis of a lengthier paper prepared for the 47th Annual Meeting of the IWC, recently held in Dublin, Ireland. It focuses primarily on the mutual interests of the IWC and GLOBEC and potential interaction of the two programs.

The Antarctic marine food web is unique among ocean ecosystems in that 1) it is characterized by dependence largely on a single key species, Antarctic krill (Euphausia superba), and 2) many species of the food web are dependent upon sea ice during some or all of their life history. For these reasons the Southern Ocean marine ecosystem may be especially vulnerable to perturbations caused by changes in environmental conditions (e.g., climate), pollution stress, or exploitation of natural resources. Consequently, documentation of natural population fluctuations and understanding of the mechanisms underlying this variability is critical if prediction of the effects of natural or anthropogenic changes on the Antarctic marine ecosystem is a goal.

The Antarctic marine food web is more complex than the simple linear food chain (phytoplankton-krill- higher consumers) that has often been described for this system (Marchant and Murphy, 1994). However, linkages in the Antarctic food web can be short and may be dominated by few species. The short trophic connections arise because the basic prey types (e.g., Antarctic krill) available to predators are limited and because among the basic prey types, predators tend to concentrate on core groups of species, such as the abundant euphausiids and fish near the base of the food chain. It has been suggested that because of the apparent close coupling between trophic levels, long-term studies focusing on these predator-prey relationships and their environment will not only be critical to understanding variability in the Southern Ocean ecosystem in general, but may ultimately form the basis for monitoring the effects of man-induced perturbations on the system (see Sherman (1994) for a discussion).

Long-term fluctuations in krill abundance are well documented and years of low krill biomass have been attributed to krill redistribution by physical process (Priddle et al., 1988). However, the mechanisms controlling the abundance and recruitment of Antarctic krill are not well known. Similarly, long-term fluctuations in the abundance of top predators have been documented and have been attributed to habitat modifications brought about by changes in environmental conditions (e.g., Fraser et al., 1992), as well as biological interactions. As with krill, the processes underlying the observed changes in top predators are not well understood.

The strong coupling between the Antarctic marine food web and the physical environment, especially the dependence on sea ice, makes the Southern Ocean an ideal environment to test many of the GLOBEC core hypotheses on the role of physical variability on marine animal populations dynamics. Many of the scientific concerns and objectives of this program are relevant also to those of the International Whaling Commission.

Linkages Between Southern Ocean GLOBEC and IWC

Much of the early study of the Southern Ocean marine ecosystem was initiated as a result of whaling activities and was directed at understanding the factors controlling the food supply of whales, namely krill. The large supply of krill was assumed to be a result of high transfer efficiencies of a short and simple food chain in which much of the primary production went to krill: whales-krill-diatoms. This conceptual model was accepted until the 1980s when sufficient data become available to show that primary production in the Southern Ocean is low, diatom blooms are not ubiquitous, and that the phytoplankton populations tended to be composed of small cells (Marchant and Murphy, 1994). As a result, the environmental and biological processes that maintain a large krill stock are still unknown.

In the 1980s Southern Ocean research shifted to attempting to understand the processes that controlled primary production. Programs (e.g., JGOFS) have been undertaken to determine the role of circulation, mixed layer depth, stratification, micronutrient (especially iron) limitations, and grazing by protozoa and metazooplankton on limiting primary production in the Southern Ocean. Also, the ecology of sea ice and the impact of seasonal ice advance and retreat on water column biology have received attention. The importance of sea ice as a winter refuge for many pelagic organisms, including krill, as a component of the survival of certain top predators (e.g., Adelie and Chinstrap penguins) and as a productive region during periods of ice melt has become apparent. Also, in addition to krill, copepods and salps are now recognized as important metazoan grazers in the Southern Ocean. The results from recent multidisciplinary Antarctic programs indicate that the pelagic ecosystem is far more complex than the diatom-krill-whale paradigm. Moreover, considerable regional and interannual variation has been observed in the Antarctic marine food web which appears to result from environmental effects (Fraser et al., 1992; Murphy et al., in press).

Studies on krill distribution and population dynamics to date have not resolved the factors enabling maintenance of the enormous krill stock. Various hypotheses have been put forward to explain this unique feature of the Southern Ocean. The hypotheses are not mutually exclusive and none of them alone is sufficient to account for the available observations of krill occurrence. It appears that krill are capable of exploiting a wide variety of food resources in habitats ranging from open water to sea-ice and benthos. The regions where high krill concentrations have been frequently observed share common features, for instance their proximity to frontal zones separating major water masses. However, the reasons why krill congregate there and the underlying mechanisms of swarm formation and dispersal remain obscure.

Food supply is a major factor regulating the abundance and productivity of top predators in the Southern Ocean. For many of these species krill is the primary food source, and despite ecological segregation of many of these species competition for this resource potentially exists. It has been suggested that changes in abundance and population characteristics of some top predator species have come about as a result of food (krill) made available by the reduction of whale numbers (Laws, 1985). For example, Figure 1 shows estimated krill consumption by Antarctic predators before and following an approximately 90% reduction in baleen whale biomass. However, the evidence in support of this hypothesis is inconclusive (Kock and Shimadzu, 1994).

While whaling did no doubt produce changes in the Southern Ocean marine food web, the role of environmental conditions in either mitigating or exacerbating these changes cannot be dismissed (Kock and Shimadzu, 1994). Long-term changes have been documented in sea ice cover, atmospheric systems, and current systems. These potentially affect all parts of the Antarctic marine food web through regulating food sources, changing patterns of dispersal, or changing habitat characteristics, for example. To simply attribute changes in prey availability to increases or decreases in predator stocks (e.g., the whale reduction-krill surplus hypothesis) ignores evolutionary processes that have produced strong linkages between the components of the Antarctic marine food web and their environment.

The inability of current hypotheses, such as whale reduction-krill surplus, to adequately explain observed changes in Southern Ocean top predator stocks suggests that the processes responsible for these changes have not been represented in current thinking about this system. The complex nature of the Antarctic system argues for a holistic and integrated approach for studying its response to changes. It is through a research program that includes studies of the environment as well as the organism that the cause and effect underlying changes in the Southern Ocean marine ecosystem will be understood.

GLOBEC-IWC Connections

Southern Ocean GLOBEC differs from GLOBEC programs in other regions in that there is a greater emphasis on top predator species such as birds and seals. Historically, top predator research has been usually conducted independently of studies of lower trophic levels. However, in recent years the application of new technology has resulted in rapid advances in understanding of bird and seal ecology and it now feasible to integrate studies of plankton ecology with those of their predators (e.g., Hunt et al., 1992). The study of top predator/pelagic interactions is a major goal of Southern Ocean GLOBEC (U.S. GLOBEC, 1991, GLOBEC, 1993, GLOBEC, in press).

At a Southern Ocean GLOBEC workshop held in June 1993, criteria were set forward for selection of top predator target species. The criteria were:

the degree of association of the target species with ice cover or the ice edge;

the degree of dependence of the predator on krill;

the availability of date on the species from existing and historical studies; and

the feasibility of studying the target species.

Several of the whale species that are found in the Southern Ocean, such as the minke whale, fit these criteria and were discussed at the workshop as possible target species for U.S. GLOBEC studies. However, at that time, the decision was made to exclude whales as a target top predator species because it was believed that the IWC was developing a program for monitoring and studying whales in the Southern Ocean.

Nevertheless, the importance of whales in the Southern Ocean food web has been recognized in Southern Ocean GLOBEC planning. As a result, it was recommended that Southern Ocean GLOBEC develop and maintain ties with the IWC (GLOBEC, 1993). The goal put forward by the IWC of understanding the processes that regulate whale populations in the Southern Ocean makes interfacing with Southern Ocean GLOBEC desirable, as many of the scientific issues are of mutual interest to both programs.

To begin discussions between GLOBEC and IWC it is recommended that a joint GLOBEC-IWC working group be established. This group would be tasked with:

reviewing the Southern Ocean GLOBEC top predator key questions to determine how these might be modified (if necessary) to include issues related to environmental and biological effects on whales;

providing input and recommendations on Southern Ocean study sites that will satisfy GLOBEC and IWC scientific interests; and

providing input for topics to be discussed at the IWC intercessional workshop on cetaceans and environmental change.

The report from the joint GLOBEC-IWC working group could provide the basis for determining future directions for collaborative international research in the Southern Ocean. (Eileen Hofmann is at the Center for Coastal Physical Oceanography at Old Dominion University. She is a member of the U.S. GLOBEC Scientific Steering Committee and Chairperson of the U.S. GLOBEC Southern Ocean Working Group.)


Fraser, W.R., W.Z. Trivelpiece, D.G. Ainley and S.G. Trivelpiece, 1992. Increases in Antarctic penguin populations: reduced competition with whales or a loss of sea ice due to global warming? Polar Biology, 11, 525-531.

GLOBEC, 1992. Towards the Development of the GLOBEC Core Program. GLOBEC International Report No. 1, 19 pp.

GLOBEC, 1993a. Population Dynamics and Physical Variability. GLOBEC International Report No. 2, 104 pp.

GLOBEC, 1993b. Towards the Development of an International GLOBEC Southern Ocean Program. GLOBEC International Report No. 5, 37 pp.

GLOBEC, 1994. Numerical Modeling. GLOBEC International Report No. 6, 60 pp.

GLOBEC, in press. Southern Ocean GLOBEC Implementation Plan. GLOBEC International Report No. 7.

Hunt, G.L., Jr. D. Heinemann and I. Everson, 1992. The distributions and predator-prey interactions of macaroni penguins, Antarctic fur seals, and Antarctic krill near Bird Island, South Georgia. Marine Ecology Progress Series, 86, 15-30.

Kock, K.-H. and Y. Shimadzu, 1994. Trophic relationships and trends in population size and reproductive parameters in Antarctic high-level predators. In Southern Ocean Ecology, The BIOMASS Perspective, S.Z. El-Sayed (ed.), Cambridge University Press, 287-312.

Lalli, C.M. and T.R. Parsons, 1993. Biological oceanography: an introduction. 1st ed. Oxford, New York: Pergamon Press.

Marchant, H.J. and E.J. Murphy, 1994. Interactions at the base of the Antarctic food web. In Southern Ocean Ecology, The BIOMASS Perspective, S.Z. El-Sayed (ed.), Cambridge University Press, 267-286.

Murphy, E.J., A. Clarke, C. Symon and J. Priddle, in press. Temporal variation in Antarctic sea-ice: analysis of a long term fast-ice record from the South Orkney Islands. Deep-Sea Research.

Priddle, J.P., J.P Croxall, I. Everson, R.B. Heywood, E.J. Murphy, P.A. Prince and C.B. Sear, 1988. Large-scale fluctuations in distribution and abundance of krill-a discussion of possible causes. In Antarctic Ocean and Resources Variability, D. Sahrhage (ed.), Springer-Verlag, Berlin, 169-182.

Sherman, K., 1994. The Antarctic marine ecosystem in global perspective. In Southern Ocean Ecology, The BIOMASS Perspective, S.Z. El-Sayed (ed.), Cambridge University Press, 363-375.

U.S. GLOBEC, 1991a. GLOBEC: Southern Ocean Program-GLOBEC Workshop on Southern Ocean Marine Animal Populations and Climate Change. U.S. GLOBEC Report No. 5, 150 pp.

U.S. GLOBEC, 1991b. Theory and Modeling in GLOBEC: A First Step-Report to the GLOBEC Steering Committee from the Working Group on Theory and Modeling. U.S. GLOBEC Report No. 0, 9 pp.